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IPFS News Link • Economy - Economics USA

SEC head outlines enforcement, other changes

• AP
A series of regulatory proposals made by the SEC have included restricting short-selling in down markets, strengthening oversight of mutual funds, tightening scrutiny of investment advisers and making it easier for shareholders to seat directors on company boards. The SEC also is working to identify emerging risks to investors, including so-called "dark pools," or automated trading systems that don't publicly provide price quotes

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